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Stellenangebote: Compliance / Recht, Nordamerika
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1-30 von 88 Stellenangebote Firma Land / Bundesland Datum
CDO Compliance Analyst
Career Group Search
Gehalt: Base plus discretionary b...
USA-CA-Los Angeles 31 Jul
Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO Analyst to help w...
Surveillance Analyst/ Compliance - Information barriers surveillance
Comprehensive Recruiting
Gehalt: $ OPEN
USA-NY-New York City 31 Jul
Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.
Compliance Officer
Comprehensive Recruiting
Gehalt: Outstanding compensation...
USA-NY-New York City 30 Jul
Our client is looking to add a Compliance Officer to their team that will be responsible for providing daily advisory service...
Chief Compliance Officer ('CCO")
BNY Mellon Asset Manageme...
Gehalt: "DOE"
USA-NY-New York City 30 Jul
The Chief Compliance Officer manages all aspects of a complex investment advisory compliance program which spans Cash Investm...
CORPORATE ATTORNEY
Fischer Francis Trees & W...
Gehalt: Competitive
USA-NY-New York City 30 Jul
BNP Paribas Investment Partners (BNPP IP) is the ninth-largest asset management firm in the world managing $729 billion in as...
Deputy Director of Compliance – Top-tier Hedge Fund
The Compliance Search Gro...
Gehalt: over $150k
USA-NY-New York City 30 Jul
Well regarded global macro strategy hedge fund with international offices seeks a senior level Compliance professional. Th...
Attorney Reg. D Experience Needed
Nicht veröffentlicht
Gehalt: Salary commensurate with...
USA-NY-New York City 30 Jul
Attorney with Security Background and Reg. D Experience Needed For New York Operation
Hedge Fund/Registered Investment Advisor Compliance Professional
Resources Global Professi...
Gehalt: Annually
USA-NY-New York City 30 Jul
Resources Global Professionals is a multinational professional services firm that helps business leaders execute internal ini...
Chief Compliance Officer
BNY Mellon Asset Manageme...
Gehalt: negotiable
USA-PA-Pittsburgh 30 Jul
CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money market investm...
Compliance Associate
BNY Mellon Asset Manageme...
Gehalt: Market Rate
USA-CA-San Francisco 30 Jul
The Compliance Associate is responsible for senior level day-to-day compliance issues within the subsidiary. Complete all ap...
Quantitative Analyst / Surveillance Strategies
Comprehensive Recruiting
Gehalt: Outstanding compensation,...
USA-NY-New York City 30 Jul
Global financial firm is looking for an experienced Quantitative Analyst to join their Surveillance Strategies Group.
VP Bank Regulatory Compliance Officer
Ashton Lane Group, Inc
Gehalt: Excellent Base & Bonus
USA-NY-New York City 30 Jul
Supporting the Regulatory Compliance & Supervision of an international investment bank
NYSE Supervisory Analyst
Ashton Lane Group, Inc
Gehalt: Excellent Base & Bonus
USA-NY-New York City 30 Jul
Senior position supporting the equity research business of a global investment bank.
Contracts and Subcontracts Sr Manager - Frederick, MD
Computer Sciences Corpora...
Gehalt: Market
USA-MD-Frederick 30 Jul
Essential Job Functions * Oversees the contract life cycle for mid-market and large contracts. Reviews and interprets contrac...
Project Control Sr Manager
Computer Sciences Corpora...
Gehalt: Market
USA-MD-Bowie 30 Jul
The successful candidate will support NASA, NOAA, EPA, DOC, and EEOC customers for the Business Services Division within Civi...
Finance Manager
Computer Sciences Corpora...
Gehalt: Market
USA-TX-Fort Worth 30 Jul
Essential Job Functions * Preparation and maintenance to ATG Home Office and CAS segment disclosure statements * Maintain ATG...
Financial Analyst
Computer Sciences Corpora...
Gehalt: Market
USA-VA-McLean/Arlington 30 Jul
The Opportunity: CSC ([1]www.csc.com), one of the world's most innovative and successful IT services firms, is looking for ca...
Accountant Professional
Computer Sciences Corpora...
Gehalt: Market
USA-VA-McLean/Arlington 30 Jul
Job Summary The qualified candidate will prepare, analyze and review monthly and ad hoc reports from the accounting and ancil...
Financial Sr Professional
Computer Sciences Corpora...
Gehalt: Market
USA-VA-Vienna 30 Jul
CSC's Corporate Accounting Department in Sterling, VA is searching for a Sr. Financial Professional. Essential Job Functions...
Financial Analyst for a Fortune 150 Company
Computer Sciences Corpora...
Gehalt: Market
USA-TX-Austin 30 Jul
CSC is recruiting for a highly visible Financial Analyst to support the CSC IT organization. Prepares complex studies, report...
AVP-Compliance
Moody's Corporation
Gehalt: Not Specified
USA-NY-New York City 30 Jul


Responsibilities



Moody's Compliance Department operates globally and covers MIS, MA and MC...
Reporting Design- Senior Compliance Officer
Citi
Gehalt: not disclosed
USA-NY-New York City 30 Jul
See job description below
Reporting Design & Aggregation- Compliance Director
Citi
Gehalt: not disclosed
USA-NY-New York City 30 Jul
See job description below
Data Analytics- Compliance Officer
Citi
Gehalt: not disclosed
USA-NY-New York City 30 Jul
See job description below
Data Analytics- Senior Compliance Officer
Citi
Gehalt: not disclosed
USA-NY-New York City 30 Jul
See job description below
Senior Compliance Officer-AML
Citi
Gehalt: not disclosed
USA-NY-New York City 30 Jul
See job description below
Senior Legal Counsel - Aircraft Leasing
Peak Performance
Gehalt: Negotiable
USA-CA-Santa Ana 30 Jul
Senior Legal Counsel for an aircraft leasing company based in Irvine, California. Will lead commercial negotiation of aircraf...
Financial Services Attorney
Resources Global Professi...
Gehalt: Annually
USA-NY-New York City 30 Jul
Resources Global Professionals is a multinational professional services firm that helps business leaders execute internal ini...
Compliance - Institutional Equity
SANS
Gehalt: base salary and bonus opp...
USA-NY-New York City 29 Jul
Provide advisory compliance support for an Institutional Equity Division. Advise on FINRA, NYSE, and SEC rules, regulations,...
Compliance Specialist- Registration and Licensing
Edelman Financial Service...
Gehalt: Negotiable
USA-VA-Fairfax 29 Jul
Edelman Financial Services, one of the nation’s largest and most well known financial planning firms, is seeking a Compliance...
Stellenangebote: Compliance / Recht, Nordamerika (1-30 von 88 Stellenangebote)
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