 |
|
|
Associate, Investor Portfolio Performance Support (Investment Management)
|
Northwest
Gehalt: Highly competitive (base...
|
USA-CT-Stamford |
14 Mar |
| This position will provide a combination of business and technical operations support for the team that is responsible for in... |
|
|
Senior Risk Manager
|
Nexus Partners, LLC
Gehalt: Commensurate with Experie...
|
USA-CT-Hartford |
13 Mar |
| Our client provides a flat management structure along with the latitude to work autonomously. The successful candidate will c... |
|
|
Compliance Manager
|
Nicht veröffentlicht
Gehalt: Base Salary Plus Bonus
|
USA-NY-New York City |
12 Mar |
| A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have at least 5 to 10... |
|
|
Compliance Analyst
|
MacKay Shields LLC
Gehalt: Commensurate with Experie...
|
USA-NY-New York City |
12 Mar |
| MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer products across US an... |
|
|
Compliance Consultant
|
New York Life Investment...
Gehalt: Commensurate with experie...
|
USA-NJ-Morristown |
12 Mar |
| Compliance Consultant for NYL Investments (part-time) |
|
|
Compliance Consultant
|
New York Life Investment...
Gehalt: Salary plus bonus
|
USA-NJ-Morristown |
12 Mar |
| The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to support business unit... |
|
|
Institutional Brokerage Compliance Associate
|
Susquehanna International...
Gehalt: Commensurate with experie...
|
USA-NY-New York City |
12 Mar |
| fixed income compliance corporate bonds |
|
|
Branch Office Examinations & Internal Controls Testing VP
|
The Compliance Search Gro...
Gehalt: Upon Experience
|
USA-NY-New York City |
12 Mar |
| Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist as needed in t... |
|
|
Compliance Manager
|
Hirtle Callaghan & Co., I...
Gehalt: Base plus bonus
|
USA-PA-Conshohocken |
12 Mar |
| The Compliance Manager will support the Chief Compliance Officer, having primary responsibility for implementation of Hirtle... |
|
|
Director- Compliance Risk
|
The Forum Group
Gehalt: Base salary, bonus and be...
|
USA-NY-New York City |
12 Mar |
| Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team. This team is... |
|
|
Associate - Market Review Compliance
|
The Forum Group
Gehalt: Base salary, bonus and be...
|
USA-NY-New York City |
12 Mar |
| Applicants should have 3-5 years of experience in a marketing material review position in an investment advisory firm. A wor... |
|
|
Compliance Manager III
|
BNY Mellon Asset Manageme...
Gehalt: DOE
|
USA-NY-New York City |
11 Mar |
| You will manage all aspects of the firm’s investment advisory compliance program. Also, you will coordinate with Alcentra Ltd... |
|
|
Compliance Officer III
|
BNY Mellon Asset Manageme...
Gehalt: negotiable
|
USA-CT-Norwalk |
11 Mar |
| EACM Advisors LLC is a leading investment advisory firm specializing in multi-manager investment programs for institutional a... |
|
|
Chief Compliance Officer
|
BNY Mellon Asset Manageme...
Gehalt: negotiable
|
USA-PA-Pittsburgh |
11 Mar |
| CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money market investm... |
|
|
Director of Regulatory Audit Compliance
|
Michael Page
Gehalt: Base plus bonus.
|
USA-NY-New York City |
11 Mar |
| The Director within the Regulatory/Legal team is to aligned to the business and plan execute and manage audit assignments in... |
|
|
Fixed Income Compliance Officer
|
Societe Generale
Gehalt: Commensurate with experie...
|
USA-NY-New York City |
11 Mar |
| This position is in the US Legal and Compliance Department and is for a MARK (Global Markets) Compliance Officer – Fixed Inco... |
|
|
OFAC Compliance
|
The Forum Group
Gehalt: Base plus bonus
|
USA-NY-New York City |
10 Mar |
| Our client, an international Bank, B/D and IBD is looking to bring a compliance officer to help manager the OFAC Sanctions Pr... |
|
|
Chief Complaince Officer-International Bank (NYC)
|
SRI Search
Gehalt: commensurate with experie...
|
USA-NY-New York City |
10 Mar |
| International Foreign Bank operating in the U.S. is seeking a Head of Compliance Office for the NY Office to implement compl... |
|
|
Chief Complaince Officer-International Bank (MIAMI)
|
Nicht veröffentlicht
Gehalt: commensurate with experie...
|
USA-FL-Ft. Lauderdale |
10 Mar |
| International Foreign Bank operating in the U.S. is seeking a Chief U.S. Compliance Officer to supervise, monitor and overse... |
|
|
Product Manager – OATS & Market Data Systems
|
UNX LLC
Gehalt: Salary
|
USA-NY-New York City |
10 Mar |
| Accurate reporting of OATS information to FINRA and Market Data distribution data to applicable vendors. In addition, this ro... |
|
|
SENIOR COMPLIANCE OFFICER
|
BNP Paribas Investment Pa...
Gehalt: Competitive
|
USA-MA-Boston |
10 Mar |
| Currently, BNP Paribas’ asset management business line, BNP Paribas Investment Partners (BNPP IP), has an excellent career op... |
|
|
Futures/Currency/Options Trade Compliance
|
Michael Page
Gehalt: 125,000 -170,000
|
USA-CT-Stamford |
10 Mar |
| Leading Global Hedge Fund is looking for a mid to senior level trade compliance officer with experience overseeing the future... |
|
|
CDO Compliance Analyst
|
Career Group Search
Gehalt: Base plus discretionary b...
|
USA-CA-Los Angeles |
10 Mar |
| Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO Analyst to help w... |
|
|
Hedge Fund Compliance Officer
|
Michael Page
Gehalt: 100,000 - 150,000
|
USA-NY-New York City |
09 Mar |
| Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manager. Investment A... |
|
|
Reconciliation Analyst
|
Societe Generale
Gehalt: Commensurate with experie...
|
USA-NY-New York City |
09 Mar |
| Responsibilities include: 1) Managing DPDI related GL Reconciliations 2) Resolution of Auto-Reconciliation System breaks 3)... |
|
|
Control Room Specialist
|
Societe Generale
Gehalt: Commensurate with experie...
|
USA-NY-New York City |
09 Mar |
| Responsible for the day-to-day Control Room surveillance, the maintenance of the Watch and Restricted List and helping to vet... |
|
|
Compliance Associate – Terra Nova Financial
|
Flex Execs Management Sol...
Gehalt: N/A
|
USA-IL-Chicago |
08 Mar |
| Our client, Terra Nova Financial, LLC is a specialized financial services firm focused on supporting trading professionals.... |
|
|
5 New Compliance Positions: Monitoring & Testing; Product Compliance; Customer Complaints, Anti-Money Laundering & more
|
The Compliance Search Gro...
Gehalt: Upon experience
|
USA-NY-New York City |
05 Mar |
| The Compliance Search Group seeks a number of Compliance professionals for top-tier financial services firms. |
|
|
Asset Management Compliance, Investment Bank – VP
|
The Compliance Search Gro...
Gehalt: Upon Experience
|
USA-NY-New York City |
05 Mar |
| Our client is an international asset management firm. |
|
|
Basel II Compliance Manager
|
Nicht veröffentlicht
Gehalt: Base salary plus bonus
|
USA-IL-Chicago |
04 Mar |
| * 8+ years of project management or internal audit experience.
* Strong working knowledge of Basel II rules and regulations.... |
|
